Privacy Policy

What does LVW Advisors, LLC (“LVW”) do with your personal information?

Why

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

How

The types of personal information we collect and share depend on the product or service you have with us.

This information can include:

• Social Security number and income
• Account balances and transaction history
• Investment experience and account transactions

When you are no longer our customer, we continue to share your information as described in this notice.

What

All financial companies need to share customer’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer’s personal information; the reasons LVW chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information	Does LVW Share?	Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes— to offer our products and services to you	Yes	No
For joint marketing with other financial companies	No	We Don’t Share
For our affiliates’ everyday business purposes— information about your transactions and experiences	Yes	No
For our affiliates’ everyday business purposes— information about your creditworthiness	No	We Don’t Share
For nonaffiliates to market to you	No	We Don’t Share

Who We Are

Who is Providing This Notice?

LVW Advisors LLC

What We Do

How does LVW protect my personal information?	To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does LVW collect my personal information?	We collect your personal information, for example, when you: – Open an account or give us your income information – Tell us about your portfolio or deposit money – Enter into an investment advisory contract We also collect your personal information from other companies.
Why can’t I limit all sharing?	Federal law gives you the right to limit only: – Sharing for affiliates’ everyday business purposes—information about your creditworthiness – Affiliates from using your information to market to you – Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates	Companies related by common ownership or control. They can be financial and nonfinancial companies. – Our affiliates include Focus Operating, LLC; UPTIQ Treasury & Credit Solutions, LLC; Focus Risk Solutions, LLC; SCS Capital Management, LLC; Buckingham Strategic Wealth, LLC; and The Colony Group, LLC
Nonaffiliates	Companies not related by common ownership or control. They can be financial and nonfinancial companies. – LVW does not share with nonaffiliates so they can market to you
Joint Marketing	A formal agreement between nonaffiliated financial companies that together market financial products or services to you. – LVW does not jointly market

Our policy about obtaining and disclosing non-public personal information may change from time to time. We will provide you notice of any material change to this policy before we implement the change.

If you have questions, please call us at (585) 267-4900 or email us at info@lvwadvisors.com.